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Regulatory Framework

The present section sets out the applicable regulatory framework and other issues related to the certification of persons regarding the provision of investment services. In particular, this section includes:

Law 4514/2018 (in Greek) "Markets for financial instruments and other provisions".

Joint Decisions of the Bank of Greece's Executive Committee and of the Board of Directors of the Hellenic Capital Market Commission

The Joint Decision of the Bank of Greece's Executive Committee and of the Board of Directors of the Hellenic Capital Market Commission "Professional certification of credit institution employees engaging in the provision of services under Article 93 of Law 4514/2018" (Government Gazette Β΄ 1925/30.05.2018) (in Greek).

The Joint Decision of the Bank of Greece's Executive Committee and of the Board of Directors of the Hellenic Capital Market Commission "Examination syllabus for professional certification regarding the provision of investment services"  Government Gazette B΄ (5992/31.12.2018- in Greek).

Announcements of the Board of Examiners (in Greek)

Structure and procedures of professional certification examinations (in Greek)

28/03/2017 – Question Bank for the exam sections “Legal framework of the capital market” and “Special market issues (a1)” (in Greek)

03/01/2018 Adjustment of the passing score for the exam sections “Legal framework of the capital market” and “Special market issues (a1)” (in Greek)

03/04/2018 - Announcement of the Board of Examiners –Update of Question Bank (in Greek)

26/06/2018 - Announcement of the Board of Examiners – Update of Question Bank (in Greek)

11/09/2018 - Announcement of the Board of Examiners – Question Bank for “Special market issues (a2)” (in Greek)

Consultation document issued by the Bank of Greece and the Hellenic Capital Market Commission (in Greek) on the procedures, general orientation and objectives of the professional certification programme for employees and officers providing investment services or engaging in investment activities.