Regulatory framework

The present section sets out the applicable regulatory framework and other issues related to the certification of persons regarding the provision of investment services.

In particular, this section includes:

  • Law 4514/2018 (in Greek) "Markets for financial instruments and other provisions"

Joint Decisions of the Bank of Greece's Executive Committee and of the Board of Directors of the Hellenic Capital Market Commission

  •  The Joint Decision of the Bank of Greece's Executive Committee and of the Board of Directors of the Hellenic Capital Market Commission "Professional certification of credit institution employees engaging in the provision of services under Article 93 of Law 4514/2018" (Government Gazette Β΄ 1925/30.05.2018) (in Greek).
  • The Joint Decision of the Bank of Greece's Executive Committee and of the Board of Directors of the Hellenic Capital Market Commission "Examination syllabus for professional certification regarding the provision of investment services" (Government Gazette Β΄5992/31.12.2018) (in Greek).

Consultation document issued by the Bank of Greece and the Hellenic Capital Market Commission (in Greek) on the procedures, general orientation and objectives of the professional certification programme for employees and officers providing investment services or engaging in investment activities.

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