Regulatory framework

The present section presents the applicable regulatory framework and other issues related to the certification of persons regarding the provision of investment services.

In particular, this section includes:

  • Law 4514/2018 (in Greek) "Markets for financial instruments and other provisions" (Government Gazette A14/30.1.2018)

Joint Decisions of the Bank of Greece Executive Committee and of the Board of Directors of the Hellenic Capital Market Commission

  •  The Joint Decision of the Bank of Greece Executive Committee and of the Board of Directors of the Hellenic Capital Market Commission "Professional certification of credit institution employees engaging in the provision of services under Article 93 of Law 4514/2018" (Government Gazette Β1925/30.05.2018) (in Greek).
  • The Joint Decision of the Bank of Greece Executive Committee and of the Board of Directors of the Hellenic Capital Market Commission "Examination syllabus for professional certification regarding the provision of investment services" (Government Gazette Β5992/31.12.2018) (in Greek).

The consultation document issued by the Bank of Greece and the Hellenic Capital Market Commission (in Greek) describes the procedures, general orientation and objectives of the professional certification programme for employees and officers providing investment services or engaging in investment activities.


Announcements of the Board of Examiners and Consultation Document (in Greek)


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